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Ascent Technologies (RegTech)

Description

Provider of a cloud-based regulatory compliance risk management platform intended to centralize regulatory compliance processes in accordance with industry-specific regulations. The company's cloud-based regulatory compliance risk management platform includes issue tracking, industry references, research materials and manual documentation, analyzes business activities, informs about potential compliance obligations and assists in tracking and complying with relevant requirements, enabling financial services firms to build firm's regulatory inventory with a quick-start diagnostic tool, maps business activities to relevant rules in real time, track, manage and resolve complaints and compliance issues as they arise and creates a centralized, keyword-searchable library of all regulatory obligations that apply to the firms.

2015

Founded

PRIVATE

Status

1-10

Employees

Seed

Latest Deal Type

$1.2M

Latest Deal Amount

$1.2M

Total Amount Raised

Description

Provider of a cloud-based regulatory compliance risk management platform intended to centralize regulatory compliance processes in accordance with industry-specific regulations. The company's cloud-based regulatory compliance risk management platform includes issue tracking, industry references, research materials and manual documentation, analyzes business activities, informs about potential compliance obligations and assists in tracking and complying with relevant requirements, enabling financial services firms to build firm's regulatory inventory with a quick-start diagnostic tool, maps business activities to relevant rules in real time, track, manage and resolve complaints and compliance issues as they arise and creates a centralized, keyword-searchable library of all regulatory obligations that apply to the firms.

Website:

www.ascentregtech.com

Ownership Status

Privately Held (backing)

Financing Status

Angel-Backed

Primary Industry

Social/Platform Software

Other Industries

Business/Productivity Software

Primary Office

Chicago, IL United States
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Ascent Technologies (RegTech) Valuation and Funding

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Deal TypeDateAmountRaised to DatePost-ValStatusStage

Ascent Technologies (RegTech) Investors (1)

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Investor NameInvestor TypeHoldingInvestor SinceParticipating RoundsBoard
Seat
Contact
Info
University of ChicagoCorporation000 0000000 0000
University of Chicago Corporation

Ascent Technologies (RegTech) Executive Team (5)

NameTitleBoard
Seat
Contact
Info
Brian Clark JDCo-Founder & Chief Executive Officer
Jon AldrermanChief Financial Officer
Aaron DrobaCo-Founder, Chief Operating Officer and Product Development
Chris DoyleChief Technology Officer
Shreyas GosaliaCo-Founder
Brian Clark JD Co-Founder & Chief Executive Officer
Jon Aldrerman Chief Financial Officer
Aaron Droba Co-Founder, Chief Operating Officer and Product Development
Chris Doyle Chief Technology Officer
Shreyas Gosalia Co-Founder

Ascent Technologies (RegTech) Board Members (3)

NameRepresentingRoleSinceContact
Info
Fredrick HatfieldAscent Technologies (RegTech)Board Member000 0000
Jim GrayAscent Technologies (RegTech)Board Member000 0000
Paul WoodAscent Technologies (RegTech)Board Member000 0000
Fredrick Hatfield Board Member Ascent Technologies (RegTech)
Jim Gray Board Member Ascent Technologies (RegTech)
Paul Wood Board Member Ascent Technologies (RegTech)
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