ComplianceWorks Overview

  • Service
  • Financing Advisory

  • Founded
  • 2007

Founded
  • Employees
  • 8

Employees

ComplianceWorks General Information

Description

ComplianceWorks is a financing advisory firm based in Palos Verdes Estates, California. The firm was founded in 2007 and gives financial advisory services to investment advisers, broker-dealers, hedge funds and private equity firms.

Contact Information

Year Founded
2007
Service Provider Type
Financing Advisory
Primary Office
  • 75 Malaga Cove Plaza, Suite 5
  • P.O. Box 6
  • Palos Verdes Estates, CA 90274
  • United States
+1 (888) 000-0000

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ComplianceWorks Team (7)

Name Title Deals Office Contact
Info
Jeffrey Cannizzaro Regional Director, Business Development & Regulatory Consultant Palos Verdes Estates, CA
Hilary Johnson Regulatory Consultant Palos Verdes Estates, CA
John Stutz Regulatory Consultant Palos Verdes Estates, CA
Thomas Krueger Regulatory Consultant Palos Verdes Estates, CA
Tim Dalton Director, Business Development Palos Verdes Estates, CA
You’re viewing 5 of 7 team members. Get the full list »