Mid-Market Securities Overview

  • Service
  • Investment Bank
  • Founded
  • 2003
  • Serviced Investors
  • 1

Mid-Market Securities General Information


Founded in 2003, Mid-Market Securities is a New York City, New York-based investment banking firm. The firm is a FINRA/SIPC registered broker-dealer providing large firm expertise and domestic and international consulting and processing capabilities to Public and Private companies and their owners in the middle market and emerging growth, project finance, and startup clients. The firm offers global brand recognition and professional back-office support. The firm provides the full panoply of investment banking services and consulting services across a wide range of industries. The firm has offices in seven states, Singapore, Beijing, and Hong Kong, licensed in 10 states. The services offered by the firm include Mergers & Acquisitions, Sales and Divestitures, and Buy-Side Advisory & Financing, Private Placements, Project Finance and Venture Capital financing, Third Party Marketing for Fund Managers, Industry Specific Consulting, Corporate Reorganization, Restructuring & Recapitalization, Joint Ventures, Strategic Relationships, Licensing and Royalty transactions; Valuation Analyses, Fairness Opinions, and Expert Witness Testimony and General Financial Advisory & Consulting Services involving public and private companies, in the US and internationally as well as Placement Agent Services for Alternative Investment Funds. Additionally, MMSIB also provides placement agent services for various funds which include private equity, venture capital, real estate, funds of funds, and hedge funds.

Contact Information

Year Founded
Service Provider Type
Investment Bank
Primary Office
  • 11 East 44th Street
  • 19th Floor
  • New York, NY 10017
  • United States
+1 (212) 000-0000
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Mid-Market Securities Investment Preferences

Preferred Industries Preferred Verticals Preferred Deal Types Geographic Preferences Transaction Amount

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Mid-Market Securities Team (41)

Name Title Deals Office Contact
Robert Wien JD President & Chief Executive Officer New York, NY
Cam Walker Senior Managing Director New York, NY
J. David Dubin Senior Managing Director New York, NY
Robert Johnsen Senior Managing Director New York, NY
Roger McDaniel Senior Managing Director New York, NY
You’re viewing 5 of 41 team members. Get the full list »