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Regulatory Compliance

Regulatory Compliance?uq=UG6efJS6
1989 FOUNDED
M&A STATUS
41-50 EMPLOYEES
Merger of Eq. LATEST DEAL TYPE
1 FINANCING ROUNDS
Description

Provider of brokerage, consulting and advisory services. The company specializes in products and services for securities broker dealers and registered Investment advisors. Ir offers broker dealer compliance, investment advisor compliance, hedge fund compliance and consulting services.

Ownership Status
Acquired/Merged
Financing Status
Corporate Backed or Acquired
Primary Industry
Consulting Services (B2B)
Primary Office
  • 1345 6th Avenue
  • 2nd Floor
  • New York, NY 10105
  • United States

+1 (646) 000-0000

Regulatory Compliance Valuation and Funding

Deal Type Date Amount Post-Val Valuation/
EBITDA
Debt Status

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Regulatory Compliance Executive Team (2)

Name Title Board
Seat
Contact
Info
Stephen Sussman Founder & Chief Executive Officer
Mark Alcaide Chief Operating Officer & Chief Financial Officer