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Regulatory Compliance

1989 FOUNDED
M&A STATUS
41-50 EMPLOYEES
M&A LATEST DEAL TYPE
1 FINANCING ROUNDS
Description

Provider of brokerage, consulting and advisory services. The company specializes in products and services for securities brokers, dealers and registered Investment advisors offering compliance advisory, investment compliance, hedge fund advisory, strategic planning compliance and consulting services.

Ownership Status
Acquired/Merged
Financing Status
Corporate Backed or Acquired
Primary Industry
Consulting Services (B2B)
Primary Office
  • 1345 6th Avenue
  • 2nd Floor
  • New York, NY 10105
  • United States

Regulatory Compliance Valuation and Funding

Deal Type Date Amount Post-Val Valuation/
EBITDA
Debt Status

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Regulatory Compliance Competitors (5)

Company Name Financing Status Location Employees Total Raised Last Financing Date/Type Last Financing Amount
Brickendon Corporation London, United Kingdom 00
000 0000000 00000 Private Equity-Backed Northampton, United Kingdom 000000000000
000000000000 Private Equity-Backed New York, NY 0000 000.00 000000000000 000.00
00000 Corporation London, United Kingdom
000 0000000000 000 Private Equity-Backed New York, NY 000 0000 000000000000 0000
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