Regulatory Compliance Overview

  • Founded
  • 1989
  • Status
  • Acquired/​Merged
  • Employees
  • 45
  • Latest Deal Type
  • M&A
  • Financing Rounds
  • 1

Regulatory Compliance General Information


Provider of brokerage, consulting and advisory services. The company specializes in products and services for securities brokers, dealers and registered Investment advisors offering compliance advisory, investment compliance, hedge fund advisory, strategic planning compliance and consulting services.

Contact Information

Ownership Status
Financing Status
Corporate Backed or Acquired
Primary Industry
Consulting Services (B2B)
Primary Office
  • 1345 6th Avenue
  • 2nd Floor
  • New York, NY 10105
  • United States
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Regulatory Compliance Valuation & Funding

Deal Type Date Amount Valuation/
Post-Val Status Debt

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Regulatory Compliance Comparisons

HQ Location
Total Raised
Post Valuation
Last Financing Details
Provider of brokerage, consulting and advisory services. The company specializes in products and services for securities
Consulting Services (B2B)
New York, NY
45 As of 2015


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London, United Kingdom
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Northampton, United Kingdom
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Regulatory Compliance Competitors (5)

Company Name Financing Status Location Employees Total Raised Last Financing Date/Type Last Financing Amount
Brickendon Corporation London, United Kingdom 00
000 0000000 00000 Private Equity-Backed Northampton, United Kingdom 000000000000
000 00000 Private Equity-Backed New York, NY 000 0000 0000000 0000 0000
00000 Corporation London, United Kingdom
000000000000 Private Equity-Backed New York, NY 0000 000.00 000000000000 000.00
You’re viewing 5 of 5 competitors. Get the full list »

Regulatory Compliance Signals

Growth Rate

0.80% Weekly
Weekly Growth 0.80%, 93rd %ile
-35.5%. 530%

Size Multiple

219x Median
Size Multiple 219x, 100th %ile
0.00x 0.95x. 413Kx

Key Data Points

Twitter Followers


Similarweb Unique Visitors


Majestic Referring Domains


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