Mark Breakspear Overview

  • Primary Position
  • Chief Compliance...

Mark Breakspear General Information

Biography

Mr. Mark Breakspear served as Chief Compliance Officer and Managing Director, Investor Relations at Tallbridge Capital. His career has spanned 16 years with senior-level roles ranging from Big 6 Banks to boutique wealth management and insurance firms. He has led projects that include compliance, sales strategies, and enterprise-wide technology for thousands of registered investment professionals nationally and has extensive experience in the IIROC, MFDA, and EMD regulatory environments as well as senior sales management experience. He was most recently the VP of Fund Operations and Distribution at Western Wealth Capital, focused on their mutual fund trust and the associated capital-raising efforts. Prior to his role at WWC, he was the SVP and Chief Compliance Officer for a Vancouver Exempt Market Dealership/Asset Management Corporation where he provided oversight for the operations, sales, and regulatory audits at the firm.

Contact Information

Primary Position
Chief Compliance Officer & Managing Director, Investor Relations, Tallbridge Capital
Gender
Male

Mark Breakspear FAQs

  • Who is Mark Breakspear?

    Mr. Mark Breakspear served as Chief Compliance Officer and Managing Director, Investor Relations at Tallbridge Capital.

  • How much does Mark Breakspear typically invest?

    Mark Breakspear's median deal size is .

  • What is Mark Breakspear’s main position?

    Mark Breakspear’s primary position is Chief Compliance Officer & Managing Director, Investor Relations.

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