Stephen Gaustad

Stephen Gaustad General Information

Biography

Mr. Stephen Gaustad is the Founder and serves as Principal and Investment Advisor Representative at Galvin Gaustad & Stein. Prior to forming GGS, he was an Investment Advisor for AeGIS Financial Group and FSC Securities Corporation. Previous to joining both firms in September 2008, he was a Chief Compliance Officer and Investment Advisor for Financial Network Investment Corporation and ING Financial Advisers in Phoenix, Arizona. He entered the financial services industry in 1981 with Aetna Life Insurance and was named their Rookie of the Year. While working with Aetna, which later became ING, he received numerous company and industry awards. He has extensive experience in working with high-net-worth individuals, including professionals and small business owners. His specialty is in asset management and generational transfer of wealth. He earned his BA degree from the University of Pittsburgh in 1979.