Charles Lim Overview
- Company
- First Allied Hol...
- Primary Position
-
Vice President,...
Charles Lim General Information
Biography
Mr. Charles Lim served as a Vice President, Compliance at First Allied Holdings. Previously, he served as an Associate Vice President, Compliance at First Allied Advisory Services. Currently he is Regulatory Exam Manager at Cetera Financial Group.
Contact Information
Primary Position
Vice President, Compliance, First Allied Holdings
Education
University of California, San Diego, BA (Bachelor of Arts)
Gender
Male
Charles Lim FAQs
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Who is Charles Lim?
Mr. Charles Lim served as a Vice President, Compliance at First Allied Holdings.
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How much does Charles Lim typically invest?
Charles Lim's median deal size is .
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What is Charles Lim’s main position?
Charles Lim’s primary position is Vice President, Compliance.
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