LPL Financial Holdings Overview

  • Service
  • Financing Advisory

  • Year Founded
  • 1968

Year Founded

  • Employees
  • 7,124

Employees

  • Serviced Companies
  • 19

  • Serviced Deals
  • 5

  • Serviced Investors
  • 29

LPL Financial Holdings General Information

Description

Established in 1989, LPL Financial is a retail investment advisory and independent broker-dealer firm based in Boston, Massachusetts. The firm offers integrated technology solutions, brokerage and advisory platforms, clearing, compliance, business and planning and advice services, consultative practice management programs, and training. LPL provides business consulting, curated non-proprietary products, business development, and marketing support as well as in-depth practice management programs and training. LPL Financial primarily caters to the financial service sector.

Contact Information

Website
www.lpl.com
Year Founded
1968
Service Provider Type
Financing Advisory
Corporate Office
  • 4707 Executive Drive
  • San Diego, CA 92121-3091
  • United States
+1 (800) 000-0000

LPL Financial Holdings Services to Companies

Service on a Deal (5)

Company Name Service Provided Deal Date Deal Type Deal Amount
Longbow Financial Services Advisor: General Dec 2023 00000 0000000
V Wealth Advisor: General Jul 2023 00000 0000000
May, Bonee & Clark Insurance Advisor: General Feb 2023 00000 0000000
Investors Financial Group (Minnesota) Advisor: General Mar 2022 00000 0000000
Fitzgerald Wealth Management Advisor: General Jun 2021 00000 0000000
To view LPL Financial Holdings’s complete services to companies history, request access »

Want detailed data on 3M+ companies?

What you see here scratches the surface

Request a free trial

Want to dig into this profile?

We’ll help you find what you need

Learn more

LPL Financial Holdings Services to Investors

Service on a Deal — Buy Side (3)

Investor Name Service Provided Deal Date Deal Type Deal Amount
Great Valley Advisor Group Advisor: General May 2021 00000 0000000
Capital City Bank Group Advisor: General Apr 2021 00000 0000000
Brown Wealth Management Advisor: General Feb 2021 00000 0000000
To view LPL Financial Holdings’s complete services on a deal — buy side history, request access »

LPL Financial Holdings Investment Preferences

Preferred Industries Preferred Verticals Preferred Deal Types Geographic Preferences Transaction Amount

This information is available in the PitchBook Platform. To explore LPL Financial Holdings‘s full profile, request access.

Request a free trial

LPL Financial Holdings Team (87)

Name Title Deals Office Contact
Info
Dan Arnold JD President, Chief Executive Officer & Board Member 0 San Diego, CA
Richard Steinmeier Managing Director & Head of Business Development 0 Boston, MA
Matthew Audette Managing Director, Chief Financial Officer, Head of Business Operations San Diego, CA
Greg Gates Chief Information Officer & Chief Technology Officer, Technology San Diego, CA
Althea Brown Chief Legal Officer & Managing Director San Diego, CA
You’re viewing 5 of 87 team members. Get the full list »

LPL Financial Holdings Board Members (14)

Name Representing Role Since
Allison Mnookin Self Board Member 000 0000
Anne Mulcahy Self Board Member, Chair of the Nominating and Governance Committee & Member of the Compensation and Human Resources Committee 000 0000
Corey Thomas Self Board Member 000 0000
Dan Arnold JD LPL Financial Holdings President, Chief Executive Officer & Board Member 000 0000
Edward Bernard LPL Financial Holdings Board Member 000 0000
You’re viewing 5 of 14 board members. Get the full list »

LPL Financial Holdings Subsidiaries (10)

Company Name Industry Location Founded
Blaze portfolio Financial Software Chicago, IL 2010
Tanglewood Family Office Family Office (Multi) Fredericksburg, TX 0000
Verus Capital Partners Asset Management Scottsdale, AZ 0000
The Private Trust Company Other Financial Services Cleveland, OH 0000
Ptc Holdings Other Financial Services Cleveland, OH 0000
You’re viewing 5 of 10 subsidiaries. Get the full list »

Data Transparency

  • Meet our data hygiene team

    Discover how our experts ensure you’re getting the most accurate financial data in the industry.

    Read blog »
  • How PitchBook sources data

    Our data operations team has logged over 3.5 million hours researching, organizing, and integrating the information you need most.

    Discover our process »