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ComplianceMax Financial

2003 FOUNDED
M&A STATUS
M&A LATEST DEAL TYPE
1 FINANCING ROUNDS
Description

Operator of a web-based compliance platform designed to offer regulatory compliance services. The company's web-based compliance platform and technology enabled products which are designed by compliance professionals in a modular fashion, are provided along with various services including audits, consulting, compliance forms management, automated surveillance, licensing/registration services and customized training, enabling financial brokers and dealer, investment advisers as well as hedge funds of the financial services industry to streamline their business by reducing compliance burden while improving their supervisory oversight.

Ownership Status
Acquired/Merged
Financing Status
Corporate Backed or Acquired
Primary Industry
Consulting Services (B2B)
Other Industries
Other Commercial Services
Business/Productivity Software
Acquirer
National Regulatory Service
Primary Office
  • 10089 Willow Creek Road
  • Suite 120
  • San Diego, CA 92131
  • United States

ComplianceMax Financial Valuation and Funding

Deal Type Date Amount Post-Val Valuation/
EBITDA
Debt Status

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ComplianceMax Financial Executive Team (1)

Name Title Board
Seat
Contact
Info
Lisa Roth Founder, President & Chief Executive Officer