ROTH Capital Partners Overview

  • Service
  • Investment Bank
  • Founded
  • 1984
Founded
  • Serviced Companies
  • 489
  • Serviced Deals
  • 558
  • Serviced Investors
  • 33

ROTH Capital Partners General Information

Description

Founded in 1984, ROTH Capital Partners is an investment banking firm founded in 1984 and dedicated to serving the small-cap public market. The firm offers capital raising, coverage research, liquidity creating, trading and market-making, mergers and acquisitions advisory, and initial public offerings services in consumer, healthcare, industrial growth and clean technology, resources, technology, and media sectors. The firm is headquartered in Newport Beach, California.

Contact Information

Website
www.roth.com
Formerly Known As
Cruttenden Roth
Year Founded
1984
Service Provider Type
Investment Bank
Primary Office
  • 888 San Clemente Drive
  • Newport Beach, CA 92660
  • United States
+1 (949) 000-0000

ROTH Capital Partners Services to Companies

Service on a Deal (559)

Company Name Service Provided Deal Date Deal Type Deal Amount
Vivos Therapeutics Underwriter May 2021 00000 0000000
00.00000 Underwriter May 2021 00000 0000000
00000000000000 Advisor: General May 2021 00000 0000000
000 00000 Underwriter Apr 2021 00000 0000000
0000 000000 Underwriter Apr 2021 00000 0000000
00000000 000000000 Advisor: General Apr 2021 00000 0000000
000000000 00000 00 Placement Agent Apr 2021 00000 0000000
000000000 00000000 Underwriter Apr 2021 00000 0000000
Archaea Energy Advisor: General Apr 2021 00000 0000000
Rice Acquisition Placement Agent Apr 2021 00000 0000000
You’re viewing 10 of 559 services to companies. Get the full list »
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ROTH Capital Partners Services to Investors

Service on a Deal — Buy Side (32)

Investor Name Service Provided Deal Date Deal Type Deal Amount
Smith Micro Software Advisor: General Apr 2021 00000 0000000
00000 000000000000 Advisor: General Mar 2021 00000 0000000
00000000 00000 000 Advisor: General Feb 2021 00000 0000000
0000 00000000 Advisor: General Nov 2020 00000 0000000
000 Accounting Dec 2019 00000 0000000
000000 Advisor: General Sep 2019 00000 0000000
000 0000000000 Advisor: General Jun 2019 00000 0000000
000000 00000000000 Advisor: General May 2018 00000 0000000
Westwater Resources Advisor: Financial Due Diligence Apr 2018 00000 0000000
U.S. Gold Advisor: General May 2017 00000 0000000
You’re viewing 10 of 32 services on a deal — buy side. Get the full list »

Service on a Deal — Sell Side (4)

Investor Name Service Provided Deal Date Deal Type Deal Amount
Eastside Distilling Advisor: General Feb 2021 00000 0000000
000000000 Advisor: Financial Due Diligence Mar 2020 00000 0000000
Sphere 3D Advisor: General Feb 2018 00000 0000000
EnergyConnect Group Advisor: General May 2008 00000 0000000
To view ROTH Capital Partners’s complete services on a deal — sell side history, request access »

ROTH Capital Partners Investment Preferences

Preferred Industries Preferred Verticals Preferred Deal Types Geographic Preferences Transaction Amount

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ROTH Capital Partners Team (82)

Name Title Deals Office Contact
Info
Ted Roth JD President & Head of Investment Banking 0 Newport Beach, CA
Gordon Roth Chief Operating Officer & Chief Financial Officer Newport Beach, CA
Andrew Costa Chief Investment Officer & Managing Director Newport Beach, CA
Paul Zaffaroni Managing Director and Co-Head of Consumer Investment Banking 0 Newport Beach, CA
Hershel Gerson Managing Director & Co-Head of Consumer Investment Banking Los Angeles, CA
You’re viewing 5 of 82 team members. Get the full list »

ROTH Capital Partners Board Members (2)

Name Representing Role Since
Byron Roth Self Chairman & Chief Executive Officer 000 0000
You’re viewing 1 of 2 board members. Get the full list »