ROTH Capital Partners Overview
- Service
-
Investment Bank
- Founded
-
1984
- Employees
-
184
- Serviced Companies
-
570
- Serviced Deals
-
659
- Serviced Investors
-
38
ROTH Capital Partners General Information
Description
Founded in 1984, ROTH Capital Partners is an investment banking firm headquartered in Newport Beach, California, and dedicated to serving the small-cap public market. The firm offers capital raising, coverage research, liquidity creating, trading and market-making, mergers and acquisitions advisory, and initial public offerings services in consumer, healthcare, industrial growth and clean technology, resources, technology, and media sectors.
Contact Information
Website
www.roth.com
Formerly Known As
Cruttenden Roth
Year Founded
1984
Service Provider Type
Investment Bank
Primary Office
- 888 San Clemente Drive
- Newport Beach, CA 92660
- United States
+1 (949) 000-0000
ROTH Capital Partners Services to Companies
Service on a Deal (660)
| Company Name | Service Provided | Deal Date | Deal Type | Deal Amount |
|---|---|---|---|---|
| Panbela Therapeutics | Underwriter | Jan 2023 | 00000 | 0000000 |
| 0000000000 | Underwriter | Jan 2023 | 00000 | 0000000 |
| 00000000 000000000 | Advisor: General | Jan 2023 | 00000 | 0000000 |
| 00000 000000000000 | Advisor: General | Jan 2023 | 00000 | 0000000 |
| 000 0000000 000000 | Advisor: General | Dec 2022 | 00000 | 0000000 |
| 0000000 000 000000 | Advisor: General | Dec 2022 | 00000 | 0000000 |
| 000000 (0000000000 | Advisor: General | Dec 2022 | 00000 | 0000000 |
| 00000000 000000000 | Lead Manager or Arranger | Dec 2022 | 00000 | 0000000 |
| Sportsmap Tech Acquisition | Advisor: General | Dec 2022 | 00000 | 0000000 |
| Shoals Technologies Group | Underwriter | Dec 2022 | 00000 | 0000000 |
ROTH Capital Partners Services to Investors
Service on a Deal — Buy Side (38)
| Investor Name | Service Provided | Deal Date | Deal Type | Deal Amount |
|---|---|---|---|---|
| Assure Neuromonitoring | Advisor: General | Dec 2022 | 00000 | 0000000 |
| 000000 (0000000000 | Advisor: General | Dec 2022 | 00000 | 0000000 |
| 000000 (0000000000 | Advisor: General | Dec 2022 | 00000 | 0000000 |
| 000000000 0000 000 | Advisor: General | Dec 2022 | 00000 | 0000000 |
| 000000 000000 000 | Advisor: General | Jun 2022 | 00000 | 0000000 |
| 0000000000 0000000 | Advisor: General | Jan 2022 | 00000 | 0000000 |
| 0000 00000000 | Advisor: General | May 2021 | 00000 | 0000000 |
| 00000 00000 000000 | Advisor: General | Apr 2021 | 00000 | 0000000 |
| Helix Technologies | Advisor: General | Mar 2021 | 00000 | 0000000 |
| Mountain Crest Acquisition | Advisor: General | Feb 2021 | 00000 | 0000000 |
Service on a Deal — Sell Side (6)
| Investor Name | Service Provided | Deal Date | Deal Type | Deal Amount |
|---|---|---|---|---|
| GP Strategies | Advisor: General | Oct 2021 | 00000 | 0000000 |
| 0000000 0000000000 | Advisor: General | Jun 2021 | 00000 | 0000000 |
| 00000000 000000000 | Advisor: General | Feb 2021 | 00000 | 0000000 |
| 000000000 | Advisor: Financial Due Diligence | Mar 2020 | 00000 | 0000000 |
| Sphere 3D | Advisor: General | Feb 2018 | 00000 | 0000000 |
| EnergyConnect Group | Advisor: General | May 2008 | 00000 | 0000000 |
ROTH Capital Partners Investment Preferences
| Preferred Industries | Preferred Verticals | Preferred Deal Types | Geographic Preferences | Transaction Amount |
|---|
ROTH Capital Partners Team (90)
| Name | Title | Deals | Office | Contact Info |
|---|---|---|---|---|
| Aaron Gurewitz | President & Head of Investment Banking | 0 | Newport Beach, CA | |
| Gordon Roth | Chief Operating Officer & Chief Financial Officer | Newport Beach, CA | ||
| Andrew Costa | Chief Investment Officer & Managing Director | 0 | Newport Beach, CA | |
| Paul Zaffaroni | Managing Director and Co-Head of Consumer Investment Banking | 0 | Newport Beach, CA | |
| James Antonopoulos JD | Managing Director & Co-Head of Healthcare Investment Banking | 0 | New York, NY |
ROTH Capital Partners Board Members (2)
| Name | Representing | Role | Since |
|---|---|---|---|
| Byron Roth | Self | Executive Chairman | 000 0000 |