ROTH Capital Partners

ROTH Capital Partners Overview

Service Investment Bank
Founded 1984
Founded
Serviced Companies 405
Serviced Deals 447
Serviced Investors 24

ROTH Capital Partners General Information

Description

ROTH Capital Partners is an investment banking firm founded in 1984 and dedicated to serving the small-cap public market. The firm offers capital raising, coverage research, liquidity creating, trading and market-making, mergers and acquisitions advisory, and initial public offerings services in consumer, healthcare, industrial growth and clean technology, resources, technology and media sectors. The firm was founded in 1984 and is headquartered in Newport Beach, California.

Contact Information

Website
Formerly Known As
Cruttenden Roth
Year Founded
1984
Service Provider Type
Investment Bank
Primary Office
  • 888 San Clemente Drive
  • Suite 400
  • Newport Beach, CA 92660
  • United States
+1 (800) 000-0000

ROTH Capital Partners Services to Companies

Service on a Deal (448)

Company Name Service Provided Deal Date Deal Type Deal Amount
Axcella Underwriter May 2020 00000 0000000
0000000 0000000 Underwriter May 2020 00000 0000000
00000000 Advisor: General Apr 2020 00000 0000000
00000000 Placement Agent Feb 2020 00000 0000000
00000 000000 Underwriter Feb 2020 00000 0000000
000000000 Advisor: General Feb 2020 00000 0000000
00000000 Placement Agent Jan 2020 00000 0000000
000000 000000 Underwriter Jan 2020 00000 0000000
Asure Software (Workspace Management Business) Advisor: General Dec 2019 00000 0000000
SiTime Underwriter Nov 2019 00000 0000000
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ROTH Capital Partners Services to Investors

To view ROTH Capital Partners's complete investor service history, request access »

Service on a Deal — Buy Side (25)

Investor Name Service Provided Deal Date Deal Type Deal Amount
NV5 Global Accounting Dec 2019 00000 0000000
000 0000000000 Advisor: General Jun 2019 00000 0000000
000000 00000000000 Advisor: General May 2018 00000 0000000
000000000 00000000 Advisor: Financial Due Diligence Apr 2018 00000 0000000
0.0. 0000 Advisor: General May 2017 00000 0000000
000000000 00000000 Advisor: General Dec 2016 00000 0000000
000000 0000000 Advisor: General Nov 2016 00000 0000000
000 0000000 Advisor: General Sep 2016 00000 0000000
Camber Energy Advisor: General Aug 2016 00000 0000000
Camber Energy Advisor: General Aug 2016 00000 0000000

Service on a Deal — Sell Side (4)

Investor Name Service Provided Deal Date Deal Type Deal Amount
Billabong Advisor: Financial Due Diligence Mar 2020 00000 0000000
000000 00 Advisor: General Feb 2018 00000 0000000
Sphere 3D Advisor: General Feb 2018 00000 0000000
EnergyConnect Group Advisor: General May 2008 00000 0000000

ROTH Capital Partners Investment Preferences

Preferred Industries Preferred Verticals Preferred Deal Types Geographic Preferences Transaction Amount

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ROTH Capital Partners Team (76)

Name Title Deals Office Contact
Info
Ted Roth JD President & Head of Institutional Sales Newport Beach, CA
Gordon Roth Chief Operating Officer & Chief Financial Officer Newport Beach, CA
Paul Zaffaroni Managing Director and Co-Head of Consumer Investment Banking 0 Newport Beach, CA
James Antonopoulos JD Managing Director & Co-Head of Healthcare Investment Banking New York, NY
Aaron Gurewitz Managing Director & Head of Equity Capital Markets Newport Beach, CA

30 Former Team Members

ROTH Capital Partners Board Members (2)

To view ROTH Capital Partners‘s full board member team, request access »
Name Representing Role Since
Byron Roth Self Chairman & Chief Executive Officer 000 0000

1 Former Board Member