ROTH Capital Partners Overview
Service
Investment Bank
Founded
1984
Serviced Companies
405
Serviced Deals
447
Serviced Investors
24
ROTH Capital Partners General Information
Description
ROTH Capital Partners is an investment banking firm founded in 1984 and dedicated to serving the small-cap public market. The firm offers capital raising, coverage research, liquidity creating, trading and market-making, mergers and acquisitions advisory, and initial public offerings services in consumer, healthcare, industrial growth and clean technology, resources, technology and media sectors. The firm was founded in 1984 and is headquartered in Newport Beach, California.
Contact Information
Website
Formerly Known As
Cruttenden Roth
Year Founded
1984
Service Provider Type
Investment Bank
Primary Office
- 888 San Clemente Drive
- Suite 400
- Newport Beach, CA 92660
- United States
+1 (800) 000-0000
ROTH Capital Partners Services to Companies
Service on a Deal (448)
| Company Name | Service Provided | Deal Date | Deal Type | Deal Amount |
|---|---|---|---|---|
| Axcella | Underwriter | May 2020 | 00000 | 0000000 |
| 0000000 0000000 | Underwriter | May 2020 | 00000 | 0000000 |
| 00000000 | Advisor: General | Apr 2020 | 00000 | 0000000 |
| 00000000 | Placement Agent | Feb 2020 | 00000 | 0000000 |
| 00000 000000 | Underwriter | Feb 2020 | 00000 | 0000000 |
| 000000000 | Advisor: General | Feb 2020 | 00000 | 0000000 |
| 00000000 | Placement Agent | Jan 2020 | 00000 | 0000000 |
| 000000 000000 | Underwriter | Jan 2020 | 00000 | 0000000 |
| Asure Software (Workspace Management Business) | Advisor: General | Dec 2019 | 00000 | 0000000 |
| SiTime | Underwriter | Nov 2019 | 00000 | 0000000 |
ROTH Capital Partners Services to Investors
Service on a Deal — Buy Side (25)
| Investor Name | Service Provided | Deal Date | Deal Type | Deal Amount |
|---|---|---|---|---|
| NV5 Global | Accounting | Dec 2019 | 00000 | 0000000 |
| 000 0000000000 | Advisor: General | Jun 2019 | 00000 | 0000000 |
| 000000 00000000000 | Advisor: General | May 2018 | 00000 | 0000000 |
| 000000000 00000000 | Advisor: Financial Due Diligence | Apr 2018 | 00000 | 0000000 |
| 0.0. 0000 | Advisor: General | May 2017 | 00000 | 0000000 |
| 000000000 00000000 | Advisor: General | Dec 2016 | 00000 | 0000000 |
| 000000 0000000 | Advisor: General | Nov 2016 | 00000 | 0000000 |
| 000 0000000 | Advisor: General | Sep 2016 | 00000 | 0000000 |
| Camber Energy | Advisor: General | Aug 2016 | 00000 | 0000000 |
| Camber Energy | Advisor: General | Aug 2016 | 00000 | 0000000 |
Service on a Deal — Sell Side (4)
| Investor Name | Service Provided | Deal Date | Deal Type | Deal Amount |
|---|---|---|---|---|
| Billabong | Advisor: Financial Due Diligence | Mar 2020 | 00000 | 0000000 |
| 000000 00 | Advisor: General | Feb 2018 | 00000 | 0000000 |
| Sphere 3D | Advisor: General | Feb 2018 | 00000 | 0000000 |
| EnergyConnect Group | Advisor: General | May 2008 | 00000 | 0000000 |
ROTH Capital Partners Investment Preferences
| Preferred Industries | Preferred Verticals | Preferred Deal Types | Geographic Preferences | Transaction Amount |
|---|
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ROTH Capital Partners Team (76)
30 Former Team Members
ROTH Capital Partners Board Members (2)
| Name | Representing | Role | Since |
|---|---|---|---|
| Byron Roth | Self | Chairman & Chief Executive Officer | 000 0000 |
1 Former Board Member