HilltopSecurities Overview

  • Service
  • Investment Bank

  • Year Founded
  • 1972

Year Founded

  • Employees
  • 1,210

Employees

  • Serviced Companies
  • 35

  • Serviced Deals
  • 33

  • Serviced Investors
  • 16

HilltopSecurities General Information

Description

HilltopSecurities is a financial services company operating in four business segments including retail brokerage, institutional brokerage, clearing services, and banking. Its client offerings included equities, options, fixed income, mutual funds, and stock loans. HilltopSecurities provided trade execution, clearing, client account processing, institutional equity sales and trading, portfolio trading, and fixed-income securities underwriting services. The firm was founded in 1972 and is headquartered in Dallas, Texas.

Contact Information

Formerly Known As
SWS Group, Southwest Securities, Sws Securities Inc., Southwest Securities, Inc., Southwest Securities Group Inc
Year Founded
1972
Service Provider Type
Investment Bank
Corporate Office
  • 717 North Harwood Street
  • Suite 3400
  • Dallas, TX 75201
  • United States
+1 (214)

HilltopSecurities Services to Companies

Service on a Deal (33)

Company Name Service Provided Deal Date Deal Type Deal Amount
Preston Hollow Group Advisor: General Aug 2022
Nanjing Howso Technology Advisor: General Sep 2016
Shengqu Games Legal Advisor Nov 2015
China Grand Automotive Services Advisor: General Jun 2015
Beijing Sinnet Technology Company Lead Manager or Arranger Jan 2014
ViZn Energy Lead Manager or Arranger Dec 2013
T & J Enterprises Advisor: General Jun 2013
Gladstone Land Underwriter Jan 2013
MTI Electronics Advisor: General Aug 2012
Aon Benefit Solutions Advisor: General May 2012
You’re viewing 10 of 33 services to companies. Get the full list »

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HilltopSecurities Services to Investors

Service on a Deal — Buy Side (9)

Investor Name Service Provided Deal Date Deal Type Deal Amount
Jiangsu Zongyi Company Advisor: General Mar 2016
Shenzhen Shenxin Taifeng Group Company Advisor: General Mar 2016
Zhonghong Holding Company Advisor: General Dec 2015
China Grand Automotive Services Advisor: General Dec 2015
CECEP Solar Energy Advisor: General Nov 2015
Zhonghong Holding Company Advisor: General Nov 2015
Zhuzhou CRRC Times Advisor: General Sep 2014
Shanghai DZH Advisor: General Aug 2014
Limelight Capital (Texas) Advisor: General May 2011
To view HilltopSecurities’s complete services on a deal — buy side history, request access »

HilltopSecurities Investment Preferences

Preferred Industries Preferred Verticals Preferred Deal Types Geographic Preferences Transaction Amount

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HilltopSecurities Team (68)

Name Title Deals Office
Bradley Winges President & Chief Executive Officer Dallas, TX
Michael Edge Chief Financial Officer Dallas, TX
David Holleran Chief Operating Officer Dallas, TX
John Muschalek Head of Wealth Management, Senior Managing Director & President Dallas, TX
Bob Pineda Senior Managing Director & Co-Head, Operations Dallas, TX
You’re viewing 5 of 68 team members. Get the full list »

HilltopSecurities Board Members (11)

Name Representing Role Since
Jonathan Sobel Self Chairman
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HilltopSecurities Subsidiaries (1)

Company Name Industry Location Founded
Sws Group 401(k) Profit Sharing Plan Corporate Pension Dallas, TX
To view HilltopSecurities’s complete subsidiaries history, request access »

HilltopSecurities FAQs

  • When was HilltopSecurities founded?

    HilltopSecurities was founded in 1972.

  • Who is the CEO of HilltopSecurities?

    Bradley Winges is the CEO of HilltopSecurities.

  • Where is HilltopSecurities headquartered?

    HilltopSecurities is headquartered in Dallas, TX.

  • What is the size of HilltopSecurities?

    HilltopSecurities total number of employees/professionals is 1,210.

  • What service provider type is HilltopSecurities?

    HilltopSecurities's service provider type is Investment Bank.

  • What companies has HilltopSecurities invested in or acquired?

    HilltopSecurities has invested in or acquired companies like M. L. Stern & Company, O'Connor & Company Securities, and China Asset Management Company.

  • What are HilltopSecurities subsidiaries?

    Sws Group 401(k) Profit Sharing Plan is a subsidiary of HilltopSecurities.

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